President and Founder of AML Audit Services, LLC
Laura H. Goldzung is President and Founder of AML Audit Services, LLC, an anti-money laundering and fraud consultancy specializing in independent testing and compliance consulting services to financial and nonbank financial institutions. Mrs. Goldzung’s expertise include domestic and international training, design and development of BSA/AML compliance programs, risk assessment and analysis, remediation and corrective action programs, expert witness testimony, and CFPB compliance benchmark assessments. She has worked with institutions that have been referred to enforcement for BSA/AML violations, helping them to bring their AML programs into compliance.
In her more than 25 year career in the financial services industry, she has worked in a variety of executive roles, most notably as vice president and managing director at the Securities Industry Association where she assisted member-firms in coordinating the implementation of the Patriot Act and the development of AML training. In prior years, she served in executive management roles in the broker-dealer sector.
Operating from offices in the historic Morristown, New Jersey area, she serves as an industry arbitrator for FINRA Dispute Resolution and is active with several industry groups including the Association of Certified AML Specialists, SIFMA’s Compliance & Legal and Internal Audit Societies, Association of Certified Fraud Examiners, National Society of Compliance Professionals, to name a few. She services on a variety of industry task forces and committees, and is faculty for a number of industry education programs. She is a frequent speaker and contributor on the topic of anti-money laundering and fraud.
- Phoenix, AZ | Thursday, December 6, 2018 | Friday, December 7, 2018
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